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Swap Execution Facility Compliance

Rulebook

Current

(Ex N-1) AEGIS-SEF Exhibit N-1 Participant Agreement

Current

(Ex K) AEGIS SEF Exhibit K Fee Schedule

Mar 14, 2023

Rule Amendment

Mar 7, 2023

Rulebook - Redlined #4

Mar 7, 2023

(Ex K) AEGIS SEF Exhibit K Fee Schedule

Feb 24, 2023

Rule Amendment

Feb 24, 2023

AEGIS SEF Product Table

Feb 2, 2023

Rule Amendment

Jan 27, 2023

Rulebook 12/23/2022

Dec 23, 2022

Rulebook 11/21/2022

Nov 21, 2022

Rulebook - Redlined #3

Nov 21, 2022

AEGIS SEF Weekly Notification

Nov 3, 2022

(Ex K) AEGIS SEF Exhibit K Fee Schedule

Nov 3, 2022

Rulebook - Redlined #2

Oct 19, 2022

Rulebook 10/14/2022

Oct 14, 2022

Rulebook - Redlined

Oct 14, 2022

AEGIS SEF Rule Amendment

Sept 22, 2022

Rulebook 9/13/2022

Sept 13, 2022

Rulebook - Redlined

Sept 13, 2022

AEGIS SEF Product Listings (Rulebook Chapters 1000+)

Current

AEGIS SEF Product Table

Jan 20, 2023

AEGIS SEF Self-Certification

Aug 30, 2022

AEGIS SEF Weekly Notification

July 28, 2022

Rulebook 7/20/2022

July 20, 2022

(Ex N-7) AEGIS SEF ISV Agreement

July 20, 2022

(Ex K) AEGIS SEF Exhibit K Fee Schedule

July 20, 2022

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